2020-10-12 16:09:26 LPLA LPL Financial
Bank of America
10/12/20 10/1216:09 10/12/2016:09 | LPL Financial announces Thomas Cappello as chief risk officerLPL Financial (LPLA) announced that Thomas Cappello has joined the firm as executive VP and chief risk officer, effective immediately. In his new role, Cappello is responsible for LPL's risk functions, including enterprise risk management, business risk management and product risk management. He reports to Michelle Oroschakoff, LPL managing director and chief legal officer and is based at the firm's Carolinas location. Cappello joins LPL from Bank of America (BAC), where he served as managing director, enterprise strategic risk executive and chief risk officer for the investment solutions group. In this role, he was responsible for providing risk oversight of key priorities across Bank of America, as well as material risks related to investment advice, strategy and products across Merrill Lynch and Bank of America Private Bank. LPL Financial
Bank of America
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