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Initiation	Crescent BDC initiated with a Neutral at Janney Montgomery Scott » 06:42 10/23/20 10/23 06:42 10/23/20 06:42 CCAP Crescent BDC $12.55 / -0.44 (-3.39%) Janney Montgomery Scott… Janney Montgomery Scott analyst Mitchel Penn initiated coverage of Crescent BDC with a Neutral rating. ShowHide Related Items >><< Street Research Events Options CCAP Crescent BDC $12.55 / -0.44 (-3.39%) 02/04/20 Raymond James Crescent BDC initiated with an Outperform at Raymond James 11/05/20 Crescent BDC - CCAP CCAP Crescent BDC $12.55 / -0.44 (-3.39%) 09/21/20 Seven new option listings and seven option delistings on September 21st
Options	Seven new option listings and seven option delistings on September 21st » 08:30 09/21/20 09/21 08:30 09/21/20 08:30 BLI Berkeley Lights $71.98 / +5.72 (+8.63%) , DPHC DiamondPeak Holdings $28.92 / +0.82 (+2.92%) , HCAC Hennessy Capital Acquisition $12.25 / -0.11 (-0.89%) , LEGN Legend Biotech $32.16 / -1.43 (-4.26%) , APVO Aptevo Therapeutics $8.00 / +0.25 (+3.23%) , CCAP Crescent BDC $13.31 / -0.16 (-1.19%) , DWSN Dawson Geophysical $1.70 / -0.05 (-2.86%) , HNRG Hallador Energy $0.72 / -0.0557 (-7.14%) , MCHX Marchex $1.78 / -0.02 (-1.11%) , VYNE VYNE Therapeutics $1.84 / +0.03 (+1.66%) New option listings for… New option listings for September 21st include S&P 500 ESG (.SPESG), Berkeley Lights Inc (BLI), DiamondPeak Holdings Corporation (Class A Stock) (DPHC), Hennessy Capital Acquisition Corporation IV (Class A Stock) (HCAC), Legend Biotech Corporation (ADS) (LEGN), Proshares Online Retail ETF (ONLN), and Vanguard S&P 500 Growth (VOOG). Option delistings effective September 21st include Aptevo Therapeutics (APVO), Crescent Capital (CCAP), Dawson Geophysical (DWSN), Hallador Energy (HNRG), Marchex (MCHX), Obsidian Energy Ltd (OBELF), and VYNE Therapeutics (VYNE). ShowHide Related Items >><< Company News Street Research Earnings Syndicate Periodicals On The Fly Options VYNE MCHX LEGN HNRG HCAC DPHC APVO VYNE VYNE Therapeutics $1.84 / +0.03 (+1.66%) 09/14/20 VYNE Therapeutics appoints Patrick LePore to board of directors 09/08/20 Menlo Therapeutics completes name change to VYNE Therapeutics 09/08/20 Menlo Therapeutics completes corporate name change to VYNE Therapeutics 09/02/20 Menlo Therapeutics announces corporate name change to VYNE Therapeutics MCHX Marchex $1.78 / -0.02 (-1.11%) 03/24/20 Marchex withdraws Q1 guidance LEGN Legend Biotech $32.16 / -1.43 (-4.26%) 09/21/20 Legend Biotech sinks 11% with CEO under residential surveillance in China 09/21/20 Legend Biotech names Ying Huang, as interim CEO 08/05/20 Legend Biotech says China CDE recommends BTD for BCMA CAR-T cell therapy 08/02/20 Legend Biotech appoints Frank Zhang as new CEO HNRG Hallador Energy $0.72 / -0.0557 (-7.14%) 04/15/20 Hallador Energy amends credit agreement, suspends dividend payment HCAC Hennessy Capital Acquisition $12.25 / -0.11 (-0.89%) 08/18/20 Canoo Holdings to go public via deal with Hennessy Capital Acquisition 08/18/20 Hennessy Capital Acquisition, Canoo enter agreement for business combination DPHC DiamondPeak Holdings $28.92 / +0.82 (+2.92%) 08/03/20 Lordstown Motors to list on Nasdaq through merger with DiamondPeak Holdings APVO Aptevo Therapeutics $8.00 / +0.25 (+3.23%) 09/01/20 Aptevo Therapeutics provides update on APVO436 trial 07/21/20 Aptevo engages Piper Sandler to sell RUXIENCE, IXINITY royalty streams 06/25/20 Aptevo Therapeutics to receive 7-year quarterly royalty payment from Pfizer 05/22/20 Medexus reports Q4 preliminary unaudited sales for IXINITY of $8.3M BLI DPHC HCAC LEGN APVO CCAP DWSN HNRG MCHX VYNE BLI Berkeley Lights $71.98 / +5.72 (+8.63%) 08/11/20 Fly Intel: Top five analyst initiations 08/11/20 JPMorgan JPMorgan starts 'industry pioneer' Berkeley Lights at Overweight 08/11/20 Morgan Stanley Berkeley Lights initiated with an Equal Weight at Morgan Stanley 08/11/20 JPMorgan Berkeley Lights initiated with an Overweight at JPMorgan DPHC DiamondPeak Holdings $28.92 / +0.82 (+2.92%) 09/18/20 Colliers Lordstown's presentation raised Colliers' expectations for Workhorse valuation 09/17/20 Roth Capital Roth raises Workhorse target to $33 after Lordstown's 'compelling' analyst day 09/03/20 Oppenheimer Oppenheimer bullish on Workhorse Group, initiates with an Outperform 08/03/20 Roth Capital Lordstown's SPAC acquisition driving value for Workhorse, says Roth Capital HCAC Hennessy Capital Acquisition $12.25 / -0.11 (-0.89%) LEGN Legend Biotech $32.16 / -1.43 (-4.26%) 07/01/20 JPMorgan Legend Biotech initiated with an Overweight at JPMorgan 07/01/20 Jefferies Legend Biotech initiated with a Buy at Jefferies 06/30/20 Morgan Stanley Legend Biotech initiated with an Overweight at Morgan Stanley APVO Aptevo Therapeutics $8.00 / +0.25 (+3.23%) 08/14/20 Piper Sandler Aptevo Therapeutics price target raised to $32 from $24 at Piper Sandler 06/25/20 Piper Sandler Aptevo Therapeutics price target raised to $24 from $18.50 at Piper Sandler 05/14/20 Piper Sandler Aptevo Therapeutics price target lowered to $18.50 from $24 at Piper Sandler 03/25/20 Piper Sandler Aptevo Therapeutics has $30M in cash, says Piper Sandler CCAP Crescent BDC $13.31 / -0.16 (-1.19%) 02/04/20 Raymond James Crescent BDC initiated with an Outperform at Raymond James DWSN Dawson Geophysical $1.70 / -0.05 (-2.86%) HNRG Hallador Energy $0.72 / -0.0557 (-7.14%) MCHX Marchex $1.78 / -0.02 (-1.11%) VYNE VYNE Therapeutics $1.84 / +0.03 (+1.66%) MCHX LEGN DWSN BLI APVO MCHX Marchex $1.78 / -0.02 (-1.11%) 08/10/20 Marchex reports Q2 EPS (9c), two estimates (8c) LEGN Legend Biotech $32.16 / -1.43 (-4.26%) 08/28/20 Legend Biotech reports Q2 EPS (63c), consensus (26c) 08/02/20 Legend Biotech expects to record loss of ($89M)-($103M) in first half of 2020 08/02/20 Legend Biotech expects to record loss of $89M-$103M in first half of 2020 DWSN Dawson Geophysical $1.70 / -0.05 (-2.86%) 07/30/20 Dawson Geophysical reports Q2 EPS 6c vs. (49c) last year BLI Berkeley Lights $71.98 / +5.72 (+8.63%) 08/25/20 Berkeley Lights reports Q2 EPS ($4.25), consensus (19c) APVO Aptevo Therapeutics $8.00 / +0.25 (+3.23%) 08/14/20 Aptevo Therapeutics reports Q2 EPS ($2.10), consensus ($2.05) 05/13/20 Aptevo Therapeutics reports Q1 EPS from operations ($3.06), consensus ($2.35) 17 Jul 05 Jun DPHC DPHC DiamondPeak Holdings $28.92 / +0.82 (+2.92%) 09/03/20 Gates-backed vehicle battery supplier going public through SPAC deal, CNBC says LEGN DPHC BLI LEGN Legend Biotech $32.16 / -1.43 (-4.26%) 06/07/20 Opening Day: ZoomInfo soars in first tech IPO of COVID era 06/05/20 Fly Intel: Wall Street's top stories for Friday 06/05/20 Fly Intel: Wall Street's top stories at midday DPHC DiamondPeak Holdings $28.92 / +0.82 (+2.92%) 09/03/20 Fly Intel: Wall Street's top stories for Thursday 09/03/20 Fly Intel: Wall Street's top stories at midday 09/03/20 Tesla slides as investor trims stake, QuantumScape joins EV SPAC craze 09/03/20 BofA, JPMorgan upgrades among today's top calls on Wall Street BLI Berkeley Lights $71.98 / +5.72 (+8.63%) 07/19/20 Opening Day: Relay Therapeutics, nCino soar in trading debut as GoHealth dips VYNE VYNE VYNE Therapeutics $1.84 / +0.03 (+1.66%) 09/08/20 One new option listing and two option delistings on September 8th

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